Compliance Audit
and Risk Management

Managing risks associated with daily operations requires strong internal controls, the application of best practices, and training. Lowers & Associates helps clients establish and self-audit policies to manage risk, reduce liability, and ensure insurance compliance.

As an international leader in risk mitigation, Lowers & Associates (L&A) conducts internal audits. These audits ensure adherence to corporate policies and compliance with laws like Sarbanes-Oxley and FDA food security guidelines. After assessing operational and employee compliance, L&A adjusts protocols to improve performance, industry standards, and policy adherence.

L&A’s internal compliance review systematically examines internal controls, security, and daily operations against best practices and established requirements. A compliance review compares written policy with actual implementation against a set of standards.

Our compliance review team verifies through research and observation, or surveillance, that policies and procedures are being implemented consistently and properly. The compliance review processes helps manage risk, reduce liability, control insurance premiums, and most importantly protects your people and other assets.

L&A also reviews physical and logical access to customer information. This includes the encryption policies and procedures governing customer information. L&A’s compliance reviews assess system change controls, intrusion detection, prevention systems, and business continuity and disaster recovery plans to protect customer information.

L&A has conducted hundreds of internal compliance reviews for high-value assets and developed risk management, internal controls, and training programs for industries like insurance, gaming, and cash-in-transit. These reviews improve worker safety, protect assets, and ensure insurance coverage for business continuity in the event of an incident.